Head, Internal Control, Compliance & Risk Management (Microfinance)

FirstExcelsia is a firm of highly versatile and renowned Human Resources, Organisational Development and Management consultants with operations across several states in Nigeria. We have an in-depth understanding of the Nigerian business terrain and we are very passionate about partnering with indigenous organisations to develop glocalised HR solutions, processes and structures required to develop and effectively drive our clients’ corporate strategies. The firm commenced operations in 2016 and currently has a team of consultants that have successfully managed numerous Organisational Development, Human Resources and Management Consulting projects in varying leadership capacities across all sectors of the Nigerian Economy.

Key Responsibilities

• Develop an annual risk-based internal audit plan and oversee the implementation of the approved audit programs.
• Ensure comprehensive documentation of audit work plans, testing results, conclusions, recommendations, and follow-up actions on identified deficiencies.
• ⁠Provide technical assistance on investigations and special audit assignments, offering subject-matter expertise where required.
• ⁠Stay current on regulatory oversight trends and integrate a risk-based approach into audit planning and execution.
• Conduct periodic bank-wide risk assessments to identify exposures relating to internal controls, regulatory compliance, operational efficiency, and financial reporting accuracy.
• Provide recommendations to mitigate business risks and improve operational processes and efficiency.
• Direct and coordinate the activities of external auditors to ensure compliance with prescribed standards and guidelines.
• Prepare audit committee materials, participate in committee meetings, and present findings and recommendations to Executive Management and the Board.
• ⁠Investigate and report on whistleblower and hotline cases, ensuring appropriate escalation and resolution.
• Initiate and review policies and processes to ensure alignment with current legislation and industry best practices.
• Identify internal control deficiencies using strong analytical and critical thinking skills, assess risk implications, and recommend appropriate corrective measures.
• Lead enterprise risk assessment initiatives and maintain a comprehensive risk log.
• Conduct follow-up reviews of financial, operational, and regulatory compliance deficiencies identified during audits.
• ⁠Implement and monitor anti-fraud initiatives across the Bank.
• Prepare and submit monthly regulatory returns and statutory renditions.
• Perform any other duties as assigned by Executive Management or the Board.

Person Specifications

• Bachelor’s degree in Accounting, Finance, Economics, or related fields
• Professional certification (ACA, ACCA, CIBN) is mandatory.
• ⁠Minimum of 10–15 years’ relevant experience in Internal Control, Compliance & Risk Management.
• Must have banking experience in a similar senior-level role.
• Strong knowledge of internal audit standards, regulatory frameworks, enterprise risk management, and corporate governance principles.
• Excellent analytical, leadership, and stakeholder management skills.
• High integrity and strong cultural alignment with the organization.

How to Apply

Interested and qualified candidates should send their CV to: talentsearch@firstexcelsia.com using “Head, Internal Control, Compliance & Risk Management” as the subject of the email.